Lindsay Fox is the founder of Platinum Compliance. With over 34 years' experience in the Guernsey financial services industry, her strength has been in Compliance, Corporate Governance and Anti-Money Laundering. Lindsay is passionate about adherence to the regulations and has set up the company to assist the financial services industry with meeting their requirements.
Having experienced a variety of roles throughout her career, including Asset Management, Fund Administration, New Business, Global Custody, Credit Risk, Banking and Training, as well as involvement in GFSC visits, the knowledge gained provides strength through diversity resulting in a thorough understanding of industry needs from a regulatory perspective.
Lindsay holds a Distinction in the International Compliance Association (ICA) International Diploma in Compliance, the Institute of Chartered Secretaries and Administrators (ICSA) Certificate in Offshore Finance and Administration and the Securities and Investments Institute's (SII) Investment Administration Qualification (IAQ). In addition, Lindsay has also successfully completed the Institute of Directors (IOD) Diploma in Company Direction which has provided her with valuable insight into strategy and leadership and accompanies strong and personable management skills.
HEAD OF NEW BUSINESS
Alison Dodd joined the Platinum Compliance team in April 2018 as a Compliance Consultant and was promoted to Senior Compliance Consultant in January 2020. Alison has worked in the finance industry for over 20 years, commencing her career in Private Banking, where she covered all aspects of banking and settlements.
In 2002 Alison moved into Investment Management, becoming an Investment Dealer - dealing in Equities, Fixed Income and Funds - working both in Guernsey and London. In 2008 she completed the Investment Management Certificate.
In 2014 Alison decided to take her career in a new direction choosing Compliance as her next challenge and completed the ICA Diploma in Governance, Risk and Compliance in 2015. Alison is Compliance Officer and MLRO for various Guernsey Companies.
HEAD OF OPERATIONS
Michelle joined the Platinum Compliance Team in June 2019 as a Compliance Consultant and was promoted to Senior Operations Manager in April 2021. Michelle has over 20 years in the Finance industry working within the Fiduciary sector, where she gained experience in Trust and Company Administration and in later years focused on Client Risk Reviews and Fiduciary Board Reporting.
After working for large organisations Michelle decided to have a change and joined us to assist in servicing our clients with her wide variety of skills and knowledge in both the Fiduciary and Compliance sector.
Michelle focuses on managing the operational side of Platinum, providing valuable guidance and support to the Platinum Team and to our clients who are on the Platinum Gateway. Alongside her knowledge and expertise in Trust and Company administration, risk assessments and client due diligence, Michelle offers a professional attitude with an attention to detail and exacting standards.
HEAD OF Client Services
Lynn Philp joined the Platinum Compliance team in November 2021. She has over 30 years experience within the finance industry having spent the last 25 years working for a large Custodian, Fund Administrator and Trust/Fiduciary company. Lynn is an experienced professional, with strong leadership and relationship-building skills with a good knowledge of governance and regulatory environments.
Her last position was as a senior manager of a regulatory reporting team which she established in 2008 and had responsibility for FATCA and CRS due diligence and reporting for global banking and custody, private equity and wealth management businesses together with US regulatory tax reporting.
Lynn is a subject matter expert on FATCA and CRS and worked with Guernsey Revenue Services to produce Guernsey’s FATCA guidance. Lynn has also given various presentations to local industry and clients on this subject.
In addition to this role, Lynn also held roles as chairman of a fiduciary company board, director of a nominee company and a trustee of a pension scheme. She has recently gained the Institute of Directors certificate in Board Directorship and is currently studying for the diploma.
senior Compliance consultant
Dave joined the Platinum Compliance team in August 2021 as a Senior Compliance Consultant.
Dave has over 30 years experience in the Finance industry and has had roles in both the front and back office functions including Treasury Dealing, Investment Administration, Relationship Management and Project Management.
Having worked for larger organisations, Dave decided to change focus and join the Platinum Team to assist with various Customer Due Diligence projects. Dave has excellent organisational and administrative skills with a professional attitude and attention to detail.
senior compliance consultant
Cilla Torode joined the Platinum Compliance Team in October 2021 as a Senior Compliance Consultant.
Cilla has over 20 years’ experience in the Insurance industry, starting her career in the accounts team and then promoted to Branch Manager. During this time, she was responsible for providing full oversight to the clients and staff, whilst working closely with the compliance team and the local regulator.
Cilla holds the International Compliance Association (ICA) Certificate in Compliance, (ICA) Certificate in KYC & CDD, (ICA) Certificate in Anti Money Laundering, (ICA) Certificate in Managing Sanctions Risk, Certificate in Data Protection 2018, Certificate in Insurance (Cert CII) and the Fellowship in the International Association of Bookkeepers (FIAB).
Cilla is currently working towards her ICA Int’l Advanced Cert in Regulatory Compliance.
senior compliance consultant
Leon joined the Platinum Compliance team in April 2022 as a Senior Compliance Consultant.
Leon has worked in the finance industry for over 40 years, initially in retail banking in the UK, being transferred by the bank to Jersey and then Guernsey. Deciding upon a change of career, Leon moved into the Fiduciary sector and has worked for both large and medium trust companies in Guernsey, focusing on Compliance since the early 2000’s.
Leon holds the International Compliance Association (ICA) Diploma in Compliance and has the associations designation of FICA Certified Professional (Fellow of the International Compliance Association).
Leon has held senior compliance roles for many years, including Risk and Compliance Director and brings a wealth of knowledge on all aspects of regulatory and financial crime requirements.
Berri joined the Platinum Compliance team in June 2018 as a Compliance Consultant. With a number of years experience within the Guernsey financial services industry, Berri's focus has been predominantly on Compliance and Financial Crime.
With a knowledgeable approach to Financial Crime and a thorough understanding of the rules and regulations on Countering Financial Crime and Terrorist Financing, alongside excellent attention to detail, Berri has a practical attitude to undertaking due diligence to assist companies in meeting the requirements.
Berri holds the International Compliance Association (ICA) Certificate in Compliance.
LARA LE PAGE
Lara Le Page joined the Platinum Compliance team in September 2019 as the Office Manager and is responsible for the day to day running of Platinum’s office administration along with general bookkeeping and invoicing.
In addition to excellent organisational skills and a cheerful demeanour, Lara has over 30 years of experience in the finance industry, having previously provided operational support on behalf of two large wealth management companies.
Chloe Truffitt joined the Platinum Compliance team in August 2020 as a Trainee Compliance Administrator/Marketing Co-ordinator and was promoted to Compliance Consultant in October 2021. Chloe is responsible for looking after the marketing for Platinum Compliance, whilst assisting the Platinum Team with various Onboarding and Client Due Diligence projects.
Whilst holding a BA Honours Degree in Fashion and Textile Design, Chloe has outstanding communication skills, developed whilst dealing with customers in the retail industry.
Chloe holds the International Compliance Association (ICA) Certificate in KYC and CDD.
Chloe is currently training to qualify for the Island Games in 2023 and World Championships for Triathlon.
Georgia Parrish joined the Platinum Compliance team in October 2020 as a Compliance Consultant. Georgia has worked in Compliance for 6 years. She has previous experience working with Pensions and Fiduciary, and most recently working for a large Funds company as a Senior Compliance Administrator.
Georgia is able to make key decisions and recommendations on difficult and important compliance issues. She has a spirit that drives her to do more and is an expert at planning, organising, and controlling day-to-day administrative and operational compliance activities of a company.
Georgia holds the International Compliance Association (ICA) Certificate in Compliance, the ICA Certificate in KYC/CDD and the ICA certificate in AML.
Jonathan joined the Platinum Compliance team in March 2021 as a Compliance Consultant. With over 10 years’ experience within the Guernsey financial services industry, primarily focused on Private Banking and Wealth/Investment Management, Jonathan’s focus has predominantly been working on Investment Administration, all aspects of Client Onboarding, Customer Due Diligence reviews, and creation of Procedures.
Jonathan is attentive to each client’s individual requirements and delivers a practical approach to undertaking tasks with an excellent attention to detail, enabling him to provide an outstanding level of service.
Jonathan holds the International Compliance Association (ICA) Certificate in Compliance and ICA Certificate in AML and Sanctions Compliance.
Shannon joined the Platinum Compliance team in April 2021 as a Compliance Consultant.
Shannon has over 7 years’ of experience working in various business development and marketing roles, most recently within the insurance industry where she worked closely with (re)insurance and captive specialists globally, primarily focusing on revenue generation, and the implementation of new business and marketing initiatives, and client on-boarding.
Shannon has the ability to manage several diverse projects at any given time and always offers a fresh perspective and innovative outlook. She has a passion for business process improvement, project management and has excellent attention to detail.
Shannon was educated in Guernsey and holds the Chartered Institute of Marketing (CIM) Award in Marketing, the International Compliance Association (ICA) Certificate in KYC/CDD, the ICA Certificate in Anti-Money Laundering and the ICA Certificate in Managing Sanctions Risk and is currently studying towards the ICA Certificate in Compliance.
Rebecca Le Huray
trainee compliance consultant
Rebecca Le Huray joined the Platinum Compliance team in October 2021 as an Operations Analyst.
In April 2022 Rebecca moved onto the Client Services Team as a Trainee Compliance Consultant, her role involves assisting with FATCA/CRS healthchecks and reporting, along with onboarding new clients onto the Platinum Gateway and reviewing Client Due Diligence.
Rebecca holds the ICSA Level 4 Certificate, and is also currently studying towards the International Compliance Association (ICA) Certificate in Compliance.