GFSC Thematic Review - 2017

The Guernsey Financial Services Commission (the “Commission”) have released their Thematic Review following onsite visits undertaken during late 2016 to fund managers and fund administrators, which were classified as predominantly low impact. The full report can be found at www.gfsc.gg/news A summary has been provided below. The Investment Supervision and Policy Division focused on the mitigation of governance and compliance risk and considered the following: Monitoring of collective investment schemes by way of key performance indicators and overall financial performance; Assurance on valuations of collective investment schemes’ assets; and Management and disclosure of conflicts of interes

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