Development of Compliance
Monitoring Programmes (“CMPs”)
CMPs are one of the most important aspects undertaken by a Compliance team. Policies and procedures may be in place but the supporting controls should ensure necessary compliance along with the appropriate monitoring.
An effective CMP will ensure time is spent efficiently, focusing on risks to the business on a periodic basis. We help you to implement or develop a CMP based on your processes.
We also provide experienced individuals to undertake periodic file reviews based on your current monitoring programme.