Knowing how to define a conflict of interest isn’t always easy. This half day course will help delegates understand the meaning of a Conflict of Interest. Delegates will learn the regulatory requirements in relation to Conflicts of Interest, how to identify and manage potential conflicts.

Designed for participants wishing to learn about Compliance or looking to work towards becoming a Compliance Officer in the financial services industry.

Designed for participants wishing to learn about the requirements of Client Due Diligence and how to implement a process.

Designed for newly appointed directors or those working towards the role. It is also suitable for Compliance Officers to assist in their awareness of Directors’ responsibilities.

Course Summary This course is designed for Money Laundering Reporting Officers (MLROs), Deputy MLROs and Nominated Officers.