Conflicts of Interest in the Guernsey Financial Services Sector

Introduction

A potential conflict exists when there is a possibility that an individual’s outside financial interests could directly and significantly affect the individual’s professional actions or decisions.

Knowing how to define a conflict of interest isn’t always easy. On occasions, people can have a conflict of interest without realising it which can affect a business in many ways.

This half day course will help delegates understand the meaning of a Conflict of Interest. Delegates will learn the regulatory requirements in relation to Conflicts of Interest, how to identify potential conflicts and how to manage them.

Topics

• Defining Conflicts of Interest

• Corporate Governance Requirements

• Identification & Management

• What is considered Inappropriate Entertainment?

• Disclosure

• Senior Management Responsibilities

• Personal Conflicts in the Workplace