Various dates available | Online event at a time to suit you

Conflicts of Interest in the Guernsey Financial Services Sector

Knowing how to define a conflict of interest isn’t always easy. This half day course will help delegates understand the meaning of a Conflict of Interest. Delegates will learn the regulatory requirements in relation to Conflicts of Interest, how to identify and manage potential conflicts.
Conflicts of Interest in the Guernsey Financial Services Sector

Time & Location

Various dates available
Online event at a time to suit you

About the Event

Introduction

A potential conflict exists when there is a possibility that an individual’s outside financial interests could directly and significantly affect the individual’s professional actions or decisions.

Knowing how to define a conflict of interest isn’t always easy. On occasions, people can have a conflict of interest without realising it which can affect a business in many ways.

This half day course will help delegates understand the meaning of a Conflict of Interest. Delegates will learn the regulatory requirements in relation to Conflicts of Interest, how to identify potential conflicts and how to manage them.

Topics

• Defining Conflicts of Interest

• Corporate Governance Requirements

• Identification & Management

• What is considered Inappropriate Entertainment?

• Disclosure

• Senior Management Responsibilities

• Personal Conflicts in the Workplace

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